DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION

 

Effective July 1, 2004, Executive Order Number 6 (2004) abolished the Department of Professional Regulation (DPR), Department of Insurance (DOI), Department of Financial Institutions (DFI) and Office of Banks and Real Estate (BRE) and transferred all the rights, powers and duties vested in these Agencies to the newly created Department of Financial and Professional Regulation.

On June 1, 2009, pursuant to Executive Order 2009-04, the Department of Insurance was re-established. Audits relating to the Department’s former Division of Insurance are now reported under that agency name.


  Audits Release Date

Compliance Examination for the Period Ending June 30, 2016
Summary Report Digest - PDF
Summary Report Digest*
Full Report

02/28/2017

Compliance Examination for the Period Ending June 30, 2014
Summary Report Digest - PDF
Summary Report Digest*
Full Report

02/26/2015

Financial Audit and Compliance Examination for the Period Ending June 30, 2012
Summary Report Digest - PDF
Summary Report Digest*
Full Report

03/28/2013

Compliance Examination for the Period Ending June 30, 2010
Summary Report Digest - PDF
Summary Report Digest*
Full Report

05/12/2011

Financial Audit and Compliance Examination for the Period Ending June 30, 2008
Summary Report Digest*
Full Report

06/11/2009

Financial Audit and Compliance Examination for the Period Ending June 30, 2007
Summary Report Digest*
Full Report

05/22/2008

Financial Audit and Compliance Examination for the Period Ending June 30, 2006
Summary Report Digest
Full Report

05/24/2007

Financial Audit and Compliance Examination for the Period Ending June 30, 2005
Summary Report Digest
Full Report

06/1/2006


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